Full Permission Application Details

Becoming Directly Authorised - About Your Business

Thank you for choosing Rockstone Compliance to assist with your FCA Direct Authorisation application.

This form collects the information we need to prepare and submit your application to the Financial Conduct Authority (FCA) on your behalf. Please answer all questions as accurately and completely as possible, as the information you provide will be relied upon when preparing your application.

As part of this process, you will be engaging Rockstone Compliance to provide ongoing retained compliance support. Please take a few moments to read our Terms of Business (found in the footer) before submitting this form, as they explain the basis of our appointment, our retained services, fees and the terms of our engagement.